All of the following are SEC requirements related to a business continuity plan for a financial adviser, EXCEPT?

Question

02-01-2020
Social Studies

contestada

All of the following are SEC requirements related to a business continuity plan for a financial adviser, EXCEPT?

Respuesta :

Otras preguntas

Which of the following organisms can perform alcoholic fermentation? (1) yeast, (2) humans, (3) bacteria. a. 1 and 2 b. 1 and 3 c. 1 only d. 1, 2, and 3

Find all powers of 4 in range 4 through 1,000

What is the mean of 87, 93, 86, 90, and 84?

Write a system of equations with a solution (4,–3)

By the mid-1700s, the largest city in the colonies was (A) New York (B) Boston (C) Philadelphia (D) Charleston (E) Wilmington, Delaware

The length of a diagonal of a cube with edge length 25cm

Find the value of x. Round to nearest hundredth if necessary.

Can somoene help me with this question??How might the history of the U.S. have been different if the original thirteen states had been guaranteed a perpetual ma

5x+4y+100 in slope intercept form

bogadu bogadu · Answer 1 · 2020-01-03T20:03:42+01:00

Answer:

[D] The plan should provide for investment alternatives to regular securities products in the event of economic collapse

Explanation:

Options A, B and C are all minimum requirements of the SEC business continuity plan for a financial adviser

The Security and exchange commission requirements of business continuity plans does not require an adviser to provide investment alternatives to regular securities products in the event of an economic collapse.